What Is SEC Filings Extract and Why Does It Matter?
The SEC requires institutional investment managers with over $100 million in assets under management to file Form 13F quarterly reports disclosing their U.S. equity holdings. Our Filings Extract tool parses these raw SEC filings and presents the data in a clean, searchable format. By entering a CIK (Central Index Key) number, you can instantly see every security held by an institution — including share counts, market values, CUSIP numbers, and direct links to the original SEC filing documents.
How to Use the SEC Filings Extract Tool
- 1
Enter a CIK Number
Type the CIK number of the institutional investor you want to research (e.g., 0001388838 for a specific fund). You can find CIK numbers on the SEC EDGAR website.
- 2
Select a Filing Quarter
Choose the year and quarter for the 13F filing period you want to examine. Filings are typically available 45 days after quarter end.
- 3
Analyze and Export Data
Sort the results by value, shares, or symbol. Use the export button to download the data as CSV for further analysis in Excel or Google Sheets.
Why Use Our Free SEC Filings Extract Tool?
Direct SEC Filing Access
Every record includes direct links to the original SEC filing and the raw data XML file on EDGAR.
Comprehensive Data Fields
View CUSIP, share type, put/call indicators, title of class, and dollar values for every holding in the portfolio.
Free CSV Export
Download the complete filing extract as a CSV file for offline analysis in Excel, Google Sheets, or any data tool.
Understanding SEC 13F Filing Data Fields
Each row in the filings extract represents a single security position held by the institutional investor at the end of the reporting quarter. Here is what each field means:
- Symbol — The stock ticker symbol of the security (e.g., AAPL for Apple Inc.).
- Issuer Name — The full legal name of the company issuing the security.
- CUSIP — The 9-character CUSIP identifier uniquely identifying the security.
- Title of Class — The type of security (e.g., COM for common stock, CALL for call options).
- Shares — The total number of shares or principal amount held.
- Shares Type — Whether the amount is reported in shares (SH) or principal amount (PRN).
- Value ($) — The fair market value of the holding in U.S. dollars (reported in thousands on the original filing).
- Put/Call — Indicates whether the position is a put option, call option, or blank for equity positions.